World Resources Institute Home
Home > Publications and multimedia > Printer-friendly page


Back to previous page | Web version

Building complementaries

Source: 1997. Linking biodiversity and agriculture: Challenges and opportunities for sustainable food security. Lori Ann Thrupp .

Text in HTML

Overview

Humanity faces a major challenge to overcome conflicts and build complementarities between agriculture and biodiversity. Meeting this challenge requires addressing root causes of agrobiodiversity loss, and thus calls for changing practices, paradigms, and policies, as well as commitments by governments and institutions. The conservation and enhancement of agrobiodiversity have been upheld in major international conventions particularly the Convention on Biodiversity (CBD) and the World Food Summit of 1996. These significant global conventions not only establish a framework for biodiversity conversation for all signatory nations, but also include specific mandates for implementing agrobiodiversity conservation measures, sustainable use, and benefit-sharing of plant genetic resources. In addition, at the local level, experience provides practical lessons and promising opportunities for integrating biodiversity in agriculture, but such experience must be strongly supported and widely multiplied.

Confronting the Causes

Devising effective solutions requires confronting the causes of agrobiodiversity losses. Proximate causes vary under different conditions, but generally pertain to the use of unsustainable technologies and degrading land-use practices, such as relying on uniform varieties and the heavy use of agrochemicals. Yet more deeply, the roots underlying the erosion of agricultural biodiversity are tied to demographic pressures, disparities in resource distribution, the dominance of industrial agricultural policies and institutions that support and contribute to inappropriate practices, pressures from businesses that promote uniform monocultures and chemicals, the depreciation and devaluation of diversity and accumulated local knowledge, and market and consumer demands for standardized products. Of these driving forces, perhaps the most perplexing are demographic pressures leading to extensification of farming into frontier areas. Changing these patterns requires transforming land-use policies, as well as broader socioeconomic changes that give the rural poor more economic and educational opportunities. These longer-term challenges need concerted attention over time.

Addressing Causes of Biodiversity Losses Linked to Agriculture
Problems Proximate Causes Underlying Causes
(for all problems)
Erosion of genetic resources (livestock and plants)
  • Leads to disease/insect pest attack
  • Loss of insect diversity
Spread of HYVs and monocultures
Biases in breeding methods
Weak conservation efforts
Demographic changes Industrial/Green Revolution Model that stresses uniformity

Disparities in resources distribution and in control of land


Pressures and influences of seed/agrochemical companies


Policies that support HYVs, uniformity, and chemical (subsidies, credit, market standards)


Producers/companies focus on short-term returns to neglect of longer-term social factors


Disrespect for local knowledge and structural inequities

Erosion of insect diversity Heavy use of pesticides Use of monocultures
Loss of organic material
Erosion of soil diversity
  • Leads to fertility loss
  • Productivity decline
Heavy use of agrochemicals
Poor tillage practices
Use of monocultures
Erosion of habitat diversity (social and private costs) Extensification in marginal land
Drift/spillover from chemicals
Erosion of indigenous methods for using agrodiversity Replacement by uniform species

Diversity Through Sustainable Agriculture Principles and Practices

Effective approaches to conserve and enhance agrobiodiversity fit within a general framework of sustainable agriculture; this approach merges the goals of productivity, food security, and social equity, and ecological soundness. A shift to sustainable agriculture requires changes in production methods, models, and policies, as well as the full participation of local people. In this approach, scientific advancements in genetics and "improved" varieties can have significant roles, but need to be reoriented towards conserving and using diversity in farming systems. To achieve such transformations for the conservation and enhancement of agricultural biodiversity, the following strategic principles are critical:

  • Application of agroecological principles helps conserve, use, and enhance biodiversity on farms and can increase sustainable productivity and intensification, which avoids extensification, thereby reducing pressure on off-farm biodiversity.

  • Participation and empowerment of farmers and indigenous peoples, and protection of their rights, are important means of conserving agrobiodiversity in research and development.

  • Adaptation of methods to local agroecological and socioeconomic conditions, building upon existing successful methods and local knowledge, is essential to link biodiversity and agriculture and to meet livelihood needs.

  • Conservation of plant and animal genetic resources -- especially in situ efforts -- help protect biodiversity for current livelihood security as well as future needs and ecosystem functions.

  • Reforming genetic research and breeding programs for agrobiodiversity enhancement is essential and can also have production benefits.

  • Creating a supportive policy environment -- including eliminating incentives for uniform varieties and for pesticides, and implementing policies for secure tenure and local rights to plant genetic resources -- is vital for agricultural biodiversity enhancement and for food security.

Key Principles and Practices to Use and Enhance Agrobiodiversity
I. Management of Diverse Productive Resources
A.Diversification and Diversity Enhancement
  • temporal (crop rotation, sequences)
  • spatial (polycultures, agroforestry, crop/livestock systems, intercropping)
  • genetic (multiple species/varieties, multilines, interspecies)
  • regional (i.e., variation in watersheds, zones)

B. Recycling and Conservation of Soil Nutrients and Organic Matter

  • plant biomass (green manures, crop residues, mulch, for diverse soil nutrients)
  • animal biomass (manure/dung, urine, etc.)
  • reuse of nutrients and resources internal and external to the farm (e.g., tree litter)
  • integrate diverse plants or organisms (vermiculture, cover crops, mainly legumes)

C. Integrated Pest Management, stressing agroecological approaches

  • natural biological control (enhancing natural cotrol agents)
  • imported biological control methods (e.g., add natural enemies, botanical products)
  • diverse cropping/soil management methods to enhance natural fauna
  • enhancing use of habitats and species in habitats

II. Conservation and Regeneration of Resources (stressing Diversity Aspects)
A. Germplasm Conservation (plant & animal species, landraces, adapted germplasm)
B. Beneficial Fauna and Flora (multiple use vegetation, pollinators, natural enemies)
C. Soil Health (erosion control, fertility enhancement, see recycling above)
D. Water (harvesting, conservation, management, irrigation)
Source: Adapted from UNDP, 1995, Altieri, 1991.

Applying these basic principles can generate considerable public and private benefits. More specific practices that have proven effective for this purpose have been discovered and adapted in many areas of the world, and are listed in Key Principles and Practices to Use and Enhance Agrobiodiversity. Building upon the knowledge of rural people has also proven to be effective in many contexts to make scientific advancements and to help ensure adoption and spread the benefits of agrobiodiversity innovations. [35] The use of such principles and practices has resulted in production increases, in both small and large-scale farms. Additional advantages include improvement of soil nutrient cycles and soil quality; added economic value; increase in sustainability and stability of systems; and alleviation of pressures on habitats.

Ecologically-oriented Integrated Pest Management (IPM) methods illustrate well the use and benefits of biodiversity. IPM approaches usually highlight diversity as a key feature. Examples of "best" practices that are effective for insect management include the following: [36]

  • Multiple cropping and/or crop rotations, used to prevent build-up of pests;
  • Intercropped plants that house predators of insect pests;
  • Other intercropped plants that act as alternative host plants for pests in Tlaxcala, Mexico, farmers grow lupinus plants in their corn to attract the scarab beetles, and thus protect corn; in California, vineyards and orchards use cover crops for similar purposes.
  • Use of certain plants as natural pesticides: for example, in Ecuador, castor leaves that contain a paralyzing agent are used to control the tenebronid beetle.
  • Weeds that are used to repel insects: for example in Colombia, grassweeds are grown around bean fields to repel leafhoppers, and in Southern Chile, the shrub Cestrum parqui is used to repel beetles in potato fields.
  • Integration of biocontrol agents, including various parasites, animals, and fish that consume insect pests (such as use of ducks and fish in rice paddies in Asia).
  • Elimination or reduction of pesticide use to avoid adverse agroecological effects on the insect diversity in agroecosystems.
  • Effective disease-management practices using agrobiodiversity include:
    • Mixed crop stands that slow the spread of diseases by altering the micro-environment; for example, in Central America, cowpeas grown with maize are less susceptible to the fungus Ascochyta phaselolorum, and to the cowpea mosaic virus.
    • Use of non-host plants as "decoy" crops, to attract fungus (or nematodes).

Successful IPM programs in Asia illustrate that building agrobiodiversity -- particularly using diverse beneficial insects -- is a key ingredient of effective pest management in rice production. These initiatives, coordinated by the Food and Agriculture Organization, along with government and non-governmental organizations, have resulted in remarkable reductions of pesticide use and increased rice yields. For example, in the national IPM Program of Indonesia, thousands of farmers have adopted IPM methods, which include measures to enhance insect diversity and restore natural pest-predator interactions. By 1992, about 100 pest observers, 3,000 extension staff and 15,000 farmers had been trained through participatory hands-on training ("farmer-field schools") of agroecological principles. As a result, during 1987-90 the volume of pesticides used on rice fell by over 50 percent while yields increased by about 15 percent. Farmers' incremental net profits are approximately $18 per farmer per season. [37]

In Bangladesh, thousands of farmers involved in IPM projects have also integrated fish into rice paddies and have adopted agroecological methods to restore the natural balance between insects and other fauna, and have planted vegetables on the dikes around the edges. This approach has increased rice yields and provided new sources of nutrition and has made hazardous chemical use unnecessary. For example, farmers in the pilot IPM program achieved an 11-percent increase in rice production while eliminating pesticides. [38]

Practices for soil fertility/health and nutrient cycling also make use of agrobiodiversity. Good [39]

  • Compost from crop residues, tree litter, and other plant/organic residues;
  • Intercropping and cover crops, particularly legumes, which add nutrients, fix nitrogen, and "pump" nutrients to the soil surface.
  • Use of mulch and green manures (through collection and spread of crop residues, litter from surrounding areas, and organic materials, and/or under crop);
  • Integration of earthworms (vermiculture) or other beneficial organisms and biota into the soil to enhance fertility, organic matter, and nutrient recycling; [40] and
  • Elimination or reduction of agrochemicals -- especially toxic nematicides -- that destroy diverse soil biota, organic material, and valuable soil organisms.

Benefits of Diversity in Farming Systems [44]
In Senegal, the Senegal Regenerative Agriculture Center is working with the Rodale Institute to develop sustainable agriculture based on soil regeneration for small holder farmers who had been experiencing problems from soil degradation. The primary cropping system is a millet-groundnut rotation, and legumes are intercropped with cereals. Composing which was used traditionally in this area, has been revived and supplemented as a key technique for soil recuperation. Cows, goats, and sheep are usually kept by each household and their manure collected for compost-making. Plant residues are also mixed with this compost. This integrated approach has enabled significant increases in organic content, fertility, and improvement of soil moisture and nutrient retention. The project has worked in 11 villages, and local farmers have had a key role in developing and evaluating the technologies. Results show that farmers can obtain more than a 400 kg/ha increase of millet grain by using at least two tons of compost. Similar yield increases are obtained with the use of chemical fertilizers, but the integrated approach has proven advantageous to restore lasting nutrients and improve resources needed for production.

In Ladakh, India, the people face harsh conditions at altitudes of 3500 meters and more, poor soil conditions, less than 10 cm per year of rainfall, and extremely low temperatures. In response, they produce a diversity of crops and animals; and they have adopted agricultural and social practices that allow them to survive their harsh environment. For example, barley is grown everywhere except in the highest villages. Apricots, apples, and potatoes are grown in the lower valleys. Peas are harvested by hand and the nodules, which are rich in nitrogen, are left in the soil. The fields are irrigated with glacial run-off and enriched with human night soil. In this diversified agricultural context, many of the barley plants have more grains per stalk than most European varieties, and the production of major cereals is about 10 tonnes per hectare -- far better than yields in India and Africa (1 t/h), North America (2.2 t/ha), and the Former Soviet Union (1.5 t/ha). The Ladakis also keep many kinds of animals for dairy products, meat, wool, and motive power. Social cooperation is important to enable implementation of the practices as well.

Another example illustrating agrobiodiversity benefits is in Del Cabo, a small farmers' cooperative in Mexico, which since the mid-1980s has become a successful commercial producer of a variety of organic crops for export. In this co-op, "plant diversity and soil improvement are an important aspect of pest and fertility management." All farms include mixed winter vegetables and tropical fruits for export markets, with corn, sorghum, and beans for local consumption and for animal feed. The farmers also use green manure cover crops, crop rotation, and planned fallow periods to prevent pests and diseases. "Typical returns for the organic farmers after packing, freight, and soil and pest control ranged from $3000 to $5000 US$ per hectare during the 1990-91 growing season." Several of the operational costs (such as harvesting) are higher than in conventional production, but the higher price for organic products enables Del Cabo to earn greater returns. [45]

These kinds of soil-management practices have proven effective and profitable in small-scale systems as well as large scale farms. Agroforestry illustrates "best practice" of using agrobiodiversity that also generates multiple benefits. [41] In many contexts, the integration of trees into farming systems is highly efficient, and the trees have multiple functions, such as providing fuel, fodder, shade, nutrients, timber for construction, and aiding soil conservation and water retention. (In West Sumatra, agroforestry gardens occupy 50 to 85 percent of the total agricultural land.) Complex forms of agroforestry exhibit forest-like structures, as well as a remarkable degree of plant and animal diversity, combining conservation and natural resource use. (In Indonesia, for example, small-holder "jungle rubber" gardens incorporate numerous tree species.) Agroforestry systems in traditional forms also shelter hundreds of plant species, constituting valuable forms of in situ conservation. [42]

Many of the practices noted here serve multiple purposes. For example, intercropping provides pest and soil management as well as enhanced income. For example, an estimated 70-90 percent of beans, and 60 percent of maize in South America are intercropped with other crops. Farmers throughout this continent, as in other parts of the world have recognized such diversity as valuable sources of soil nutrients, nutrition, and risk reduction -- essential for livelihoods as well as other economic values. [43]

A common misperception is that agrobiodiversity enhancement is feasible only in small-scale farms. In fact, experience shows that large production systems also benefit from incorporating these principles and practices. Crop rotations, intercropping, cover crops, integrated pest-management techniques, and green manures are the most common methods being used profitably in larger commercial systems, both in the North and in the South. They represent sustainable approaches to intensification. Examples are found in tea and coffee plantations in the tropics, and in vineyards and orchards in temperate zones. In most large-scale settings, the change from monocultural to diverse systems and practices entails transition costs, and sometimes trade-offs or profit losses for the first two or three years. However, after the initial transition, producers have found that agroecological changes are profitable as well as ecologically sound for commercial production and that they present new valuable opportunities.

Using Participatory Approaches

The incorporation of farmers' local knowledge, practices, and experimentation is advantageous in such efforts in agrobiodiversity and sustainable agriculture. Experiences has shown that full involvement of local farming practices in agricultural R&D -- through participation and leadership of local people -- has had beneficial outcomes and needs to be done consistently. In other words, a farmer-friendly approach is essential to develop changes. An understanding of farmers' knowledge and incorporation of their strategies for agrobiodiversity enhancement increases the chances of success. It can make more relevant by drawing upon farmers' own informal methods of experimenting with unfamiliar cultivars and practices." [50] At the same time, the involvement of farmers as partners in research and development helps to ensure adoption of agroecological methods and can help to empower local people.

In Mexico, for example, researchers worked with the local people to re-create chinampas -- multicropped, species-diverse gardens developed from reclaimed lakes -- which were native to the Tabasco region and part of Mexico's pre-Hispanic tradition. [51] A similar project conducted in Veracruz also incorporated the traditional Asiatic system of mixed farming, mixing chinampas with animal husbandry, and aquaculture. These gardens also made more productive use of local resources, and integrated from plant and animal waste, as fertilizers. Yields of such systems equalled or surpassed these of conventional systems.

In Burkina Faso, on the other hand, a soil-conservation and integrated cropping project in Yatenga province was based largely on an indigenous technology of Dogon farmers in Mali -- building rock bunds for preventing water run-off. The project added innovations -- bunds along contour lines -- and revived an indigenous technique called "zai," which is adding compost to holes in which seeds of millet, sorghum, and peanut are planted. These crops are in a multicropping system. Animals are incorporated for their manure. In the fields using these techniques, yields were consistently higher than in fields using conventional practices, ranging from 12 percent higher in 1982, to 91 percent in 1984. Yields in the zai method reached 1,000-1,200 kg/ha, compared to conventional yields of 700 kg/ha. Water management was enhanced, and food security, a priority concern of local people, was also improved through this approach. The techniques have been widely adopted, covering 3,500 hectares by the end of 1988. [52]

In such efforts, the full participation of women has significant benefits. As managers of biodiversity in and around farming systems in many areas of the world, women can make important contributions and have a promising role in research, development, and conservation of agrobiodiversity. In Rwanda, for example, in a plant-breeding project of CIAT (International Center for Tropical Agriculture), scientists worked with women farmers from the early stages of a project on breeding new varieties of beans to suit local peoples' needs. [53]

Together they identified the characteristics desired to improve beans, run experiments, manage, and evaluate trials, and make decisions on the trial results. The experiments resulted in stunning outcomes: the varieties selected and tested by women farmers over four seasons "performed better than the scientists' own local mixtures 64-89 percent of the time." [54] The women's selections also produced substantially more beans, with average production increases as high as 38 percent.

The development of participatory approaches requires deliberate measures, training, and time to change the conventional approaches of agricultural R&D. [55] The application of such two-way approaches improves the likelihood of adoption and success of agrobiodiversity efforts. Basic principles of participatory rural appraisal in agroecological R&D include: [56]

  • Joint problem-solving among farmers and scientists
  • Mutual listening/learning between farmers and scientists
  • Understanding of complexity
  • An inductive approach
  • Triangulation (investigate a theme in different ways)
  • Flexibility in selecting methods, adjusting to timing
  • Interdisciplinary and holistic perspective
  • Inclusive and equitable representation (gender, class, ethnicity)
  • Responsiveness to local needs.

In sum, the use of these participatory approaches can help planners and communities to identify and develop "best practices" in sustainable production, i.e., practices that are adapted to diverse local conditions and that build convergence between agriculture and biodiversity, as well as create socioeconomic opportunities.

Merging Agrobiodiversity and Habitat Conservation

Efforts to conserve and enhance agrobiodiversity must also address the underlying policies that accelerate its loss. Broader policies and institutional structures focussed on agrobiodiversity conservation drive practical, field-level changes. Many policy initiatives and institutions have already been established to address these issues. For example, several international institutions influence and regulate the use of plant genetic resources. Among the key players are the Consultative Group on International Agricultural Research, the International Plant Genetic Resources Institute, the Food and Agriculture Organization, the Commission on Plant Genetic Resources, and the World Intellectual Properties Organization. Recent important international conventions and agreements, particularly the Convention on Biological Diversity and the General Agreement on Tariffs and Trade, are also influential in setting guidelines that affect agrobiodiversity and use of genetic resources.

Concerns about the control of plant genetic resources have led to many intellectual property regulations that govern the activities of public institutions and private companies and that are intended to protect farmers' legal access to genetic resources. Gene banks conserve a remarkable diversity of plant genetic resources, and increasing numbers of agricultural research institutes have begun in situ conservation projects as well. Along with these large formal institutions, many NGOs and local organizations are also increasingly involved in promoting the conservation and equitable distribution of benefits from agrobiodiversity.

Policy and Institutional Changes

Although many institutions are already actively involved, more coordination and work is needed at all levels to ensure effective reforms and agrobiodiversity-conservation policies that benefit the public, especially the poor. Policy changes that attack the roots of problems and ensure peoples' rights are needed. Ideas needing further attention include: [57]

  • Ensuring public participation in the development of agricultural and resource use policies.
  • Eliminating subsidies and credit policies for HYVs, fertilizers, and pesticides to encourage the use of more diverse seed types and farming methods.
  • Policy support and incentives for effective agroecological methods that make sustainable intensification possible.
  • Reform of tenure and property systems that affect the use of biological resources to ensure that local people have rights and access to necessary resources.
  • Regulations and incentives to make seed and agrochemical industries socially responsible.
  • Development of markets and business opportunities for diverse organic agricultural products.
  • Changing consumer demand to favor diverse varieties instead of uniform products.

Building complementarity between agriculture and will also require changes in agricultural research and development, land use, and breeding. The types of practices and policies outlined here constitute potential solutions and promising opportunities. Such changes are urgently needed to overcome threats from the ongoing erosion of genetic resources and biodiversity. Experience shows that enhancing agrobiodiversity economically benefits both small- and large-scale farmers, while at the same time serving the broader social interests of food security and conservation.

Implementing the changes and policies suggested in this report will support agrobiodiversity and lead to wide-ranging socioeconomic and ecological gains.

Diversity in Large-Scale Farming: Coffee, Tea, and Grapes
The Singampatti Group of Estates is a large tea plantation (312 hectares) located in Tamil Nadu, India. A sub-division of the Bombay Burmah Trading Corporation Ltd., it emphasizes integrated, organic management. Several practices enhance diversity. Shade trees (e.g., Grevilla robusta, Erythrina lithosperma, and Gliricidia sepium) are cultivated along with commercial bush and tree species like cinchona and cardamom. The shade trees fix nitrogen, recycle nutrients, and prevent nutrient leaching. Open areas are planted with leguminous crops to control erosion and weeds. The tea bushes are planted in trenches, which are filled with compost, prunings, and castor or neem cakes to conserve water, increase nutrients, and reduce erosion. Cattle are a source of dairy products and income for the workers, and their dung is also used to produce gas. Labor conditions are also improved in this estate. The plantation houses many species of endangered animals, including tigers, the lion-tailed Macaque, and the Malabar squirrel.

The yields on this organic estate are 11 percent higher than in conventional production; but cultivation costs are about twice that of conventional tea production. The market price for organic tea is about 80 percent higher than conventional tea, so potentially the estate could reap higher profits. However, due to market limitations, much of the organic tea has to be sold as conventional tea. But the owners believe that the profit margin will improve after the conversion has taken place. The greatest concern of the plantation is the "loss of ...genetic diversity" of seed tea because of the tradition of planting clones. Although the clone has built-in resistance to blister blight, the managers fear that uniformity invites pests and diseases.

MEXICO:[47] Started in 1928, Finaca Irlanda, in the state of Chiapas in Mexico, is one of the oldest organic and biodynamic coffee estates in the world. The owner, a naturalist, is committed to maintaining diversity on his farm. The farm area is 320 hectares, and the main crops are Arabica and Robusta varieties of coffee, intercropped with cardamom and cacao. The farm also raises dairy and beef cattle. All waste from the farms' animals and plants are used to improve nutrients. More than 40 varieties of leguminous trees provide both shade and nitrogen. Pest control is practiced by maintaining crop diversity and by using biological agents, such as a wasp introduced in Mexico from Africa to control the fungi Beauvaria bassiana. Indigenous wild animals that are threatened with extinction, such as puma, wild boar, pheasants and toucans, are protect

Contact WRI for more information